Job Description

Global investment management firm is seeking a Compliance Associate to join their dynamic team in the Miami office.

They are working on-site 5 days a week.

Requirements:

• Bachelor's Degree from an accredit university and in good academic standing, JD is a plus
• 5 years compliance experience at a hedge fund or investment manager
• Superior verbal and written communication skills
• Experience with Form ADV; a solid understanding of regulatory/self-regulatory agencies (e.g., SEC, CFTC, NFA) and the requirements of the Investment Advisers Act of 1940 and the Securities Act of 1933 preferred
• Detail oriented; critical thinker, demonstrates thoroughness and strong ownership of work
• Entrepreneurial inclination; ability to work self-sufficiently and act as a project manager
• Highly motivated, proactive, results-oriented, able to multitask and prioritize in a fast moving, high pressure, constantly changing environment; strong sense of urgency
• Experience in working with different technology applications such as MS PowerPoint, Excel VBA Macros, Tableau, any other relevant data analytics tools preferred
• Good team player with a strong willingness to participate and help others
• Experience in a compliance position at a registered investment advisor preferred
• Broad product and financial services industry knowledge

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